Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA submitted comments to the Securities and Exchange Commission (SEC) on the proposed national market system (NMS) plan to implement a tick size pilot (the Proposed Plan) filed with the SEC by the U.S. equity securities exchanges and the Financial Industry Regulatory Authority (FINRA, and collectively with the exchanges, the Participants or the SROs).
SIFMA has supported a pilot exploring how a wider tick size might benefit small cap issuers (a Pilot). At the same time, however, we have expressed concerns regarding a Pilot that would prohibit trading between the wider quoting increments.
Related Material
SIFMA Submits Comments to the SEC Requesting a Review of the Self-Regulatory Structure of Securities Markets – (July 21, 2013)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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