Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA provided comments to the U.S. House of Representatives on the passage of H.R. 1090, the Retail Investor Protection Act, which would require the Securities Exchange Commission (SEC) to take the first action in establishing a uniform fiduciary standard. SIFMA has long supported the SEC moving forward to establish a uniform best interests standard for broker-dealers and registered investment advisors when providing personalized investment advice.
See also:
H.R.1090 – Retail Investor Protection Act
SIFMA Comment Letter to the HFSC
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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