SIFMA provides comments to the SEC in response to (Release No. 34-77579) SR-FINRA-2015-036, Notice of Filing of Amendment No. 2 and Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend FINRA Rule 4210 (Margin Requirements) to Establish Margin Requirements for the “to-be-announced” (TBA) Market, as Modified by Amendment Nos. 1 and 2.   

See Also:

• SEC Release No. 34-77579 (PDF)

Related SIFMA Letters:

• • SIFMA Submits Comments to the SEC Proposal to Amend FINRA Rule 4210 to Establish Margin Requirements for Transactions in the TBA Market  – February 11, 2016 
  • SIFMA AMG Submits Supplemental Comments to the SEC on FINRA Rule 4210 Regarding Margin Requirements  – February 11, 2016    
  • SIFMA Submits Comments to the SEC on FINRA Rule 4210 regarding Margin Requirements for TBAs/Agency MBS, November 10, 2015
  • SIFMA AMG Submits Comments to the SEC on FINRA Rule 4210 regarding Margin Requirements for TBAs/Agency MBS, November 10, 2015
  • SIFMA Submits Comments to FINRA on Proposed Amendments to FINRA Rule 4210 for Transactions in the TBA Market – March 28, 2014
  • SIFMA AMG Submits Comments to FINRA Proposed Amendments to FINRA Rule 4210 for TBA Transactions – March 28, 2014