Milligan v. Merrill Lynch
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether an employee can retrospectively recast deferred compensation programs as “ERISA…
Summary
SIFMA’s Asset Management Group (SIFMA AMG) provides supplemental comments to the Securities and Exchange Commission (SEC) on on SR-FINRA-2015-036, a proposal by Financial Industry Regulatory Authority (FINRA) to amend FINRA Rule 4210 to establish margin requirements for Covered Agency Transactions and responds to FINRA’s Partial Amendment No. 1
and Responses to Comments.
See Also:
- SIFMA AMG Submits Comments to the SEC on FINRA Rule 4210 regarding Margin Requirements for TBAs/Agency MBS, November 10, 2015
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