Regulation Best Interest Seminar
Overview
Join SIFMA on Wednesday, July 10 for an in-depth, half-day seminar to understand the SEC’s final Regulation Best Interest.
The afternoon program will feature a keynote address and expert panels, providing insight on:
- Regulation Best Interest
- Form CRS
- SEC Guidance on Investment Advisers’ Fiduciary Duty and the “Solely Incidental” Prong under the Advisers Act
- What’s Next? (including state-level fiduciary proposals, DOL action and more)
Not able to attend the seminar in-person? Discover the attendee experience here
Featured Speakers
Regulation Best Interest Seminar
Explore the SEC's final rules governing investment advice
Registration Closed
Overview
Join SIFMA on Wednesday, July 10 for an in-depth, half-day seminar to understand the SEC’s final Regulation Best Interest.
The afternoon program will feature a keynote address and expert panels, providing insight on:
- Regulation Best Interest
- Form CRS
- SEC Guidance on Investment Advisers’ Fiduciary Duty and the “Solely Incidental” Prong under the Advisers Act
- What’s Next? (including state-level fiduciary proposals, DOL action and more)
Not able to attend the seminar in-person? Discover the attendee experience here