Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA provides comments to the Securities and Exchange Commission (SEC) on the New York Stock Exchange’s (NYSE) proposed Retail Liquidity Program, and the NYSE’s related request for exemptive relief from Rule 612(c) of Regulation NMS (the Sub-Penny Rule) under the Securities Exchange Act of 1934, SR-NYSE-2011-55. The Program seeks to attract additional retail order flow via NYSE-listed securities while also providing price improvement through sub-penny pricing. SIFMA believes that the Program and related request for an exemption from the prohibitions against sub-penny ranking and quoting under Regulation NMS, as well as the Program’s provisions for selective distribution of and access to quotes, raise various market structure concerns that require additional time to be considered before implementation.
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
We use cookies to provide our site visitors a valuable experience as well as relevant content and services. Please carefully review our Privacy Policy and Terms of Use; by using this website, you agree to the information set forth therein.