Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Supreme Court (petition for writ of cert.)
Amicus Issue:
Whether a claim for securities fraud under Section 10(b) of the Securities Exchange Act of 1934 and SEC Rule 10b-5 may be premised on an alleged omission of information required to be disclosed by Item 303 of Regulation S-K.
Counsel of Record:
Goodwin Proctor LLP
William M. Jay
Andrew Kim
Other Amici:
U.S. Chamber of Commerce
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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