Bingham McCutchen 

399 Park Avenue
New York, NY 10022-4689
212.705.7000
www.bingham.com 

Bingham offers a broad range of market leading practices focused on global financial services firms, with 1,100 lawyers in 13 offices, including leading financial and regulatory centers such as New York, Boston, London, Washington, Tokyo and Hong Kong. Our attorneys work with and understand the securities industry, brokerage, trading and asset management businesses and the regulatory and legal framework in which they operate. We advise clients in responding to product development and trading questions, handling difficult regulatory and counterparty issues, establishing compliance programs, reviewing internal processes, performing legal and regulatory assessments of new products, and managing investigations or enforcement matters at the state, federal or SRO level. We advise on legal and regulatory matters for a full range of product areas and asset classes, including equities; fixed income mortgages; convertibles; high-grade, high-yield and distressed debt; municipals; energy; derivatives and structured products. We have a market leading securitization practice with the resources and experience to manage volume transactions as well as to design and execute sophisticated, one-off deals.

Broadridge Financial Solutions, Inc.  

One Park Avenue
New York NY 10016
888.237.1900
www.Broadridge.com 

Broadridge is a leading full-service outsourcing provider to the global financial industry, capable of meeting the most demanding requirements for efficient, secure and scalable operational support. Our reach spans the world, and encompasses an extensive array of services - from account opening and securities transaction processing to correspondent clearing to document management and investor communications as well as full operational staff outsourcing. A steadfast source of processing support, we help financial services institutions and public companies increase productivity, streamline operations, enter new markets with new products more quickly, drive down back-office costs and better manage risk. Today's dynamic business environment calls for this kind of reliable and efficient multi-dimensional support. Our wealth of solutions and deep expertise let you focus on differentiating your firm in today's complex and competitive global marketplace.

Hearsay Social 

185 Berry Street, Suite 3800
San Francisco, CA 94107
888-990-3777
http://hearsaysocial.com 

The world's largest brands, including State Farm, Farmers Group, and 24 Hour Fitness, use Hearsay Social's award-winning technology platform to achieve regulatory compliance, build stronger customer relationships, and bolster their brand across all the major social networks, including Facebook, Twitter, LinkedIn, and Google+. Hearsay Social has raised $21M from Sequoia Capital, NEA, and top executives from Twitter, Facebook, LinkedIn, Google, and YouTube, and is headquartered in Silicon Valley with offices in New York and Ohio.

INVeSHARE 

3060 Royal Blvd, Suite 235, Alpharetta, GA 30022
866-951-0042
www.INVeSHARE.com 

INVeSHARE provides a fresh approach to regulated shareholder communications.  Our innovative solutions deliver shareholder materials—proxies, voluntary corporate actions, mutual fund annual reports and post-sale prospectus—to retail investors electronically or via print format.  By embedding our industry-leading technology into brokerage firm websites, retail investors can access shareholder materials and educational content, and submit their vote online.  Brokers can respond instantly to account holder inquiries, view all distributions and access voted ballots online.  Leverage our expertise to help monitor upcoming events, identify eligible voters, send out timely materials, facilitate the voting process, handle billing and collections, and more.  Choose INVeSHARE to help improve the shareholder experience, increase voter participation and better manage communications, while improving the bottom line for broker dealers.

IBM Corporation 

1 New Orchard Road
Armonk, New York 10504
914.499.1900

For nearly a century IBM has been working with the world's leading financial services institutions, building industry skills as well as making research and development investments specifically tuned to the needs of the global financial markets.  Drawing on this experience and a proven history, IBM offers a wide range of technologies, software, and services.  We're a flexible partner ready to assemble the right components to help you, your clients and your stakeholders capitalize on innovation and achieve operational efficiencies, resulting in sustainable revenue growth.  For more information, go to  ibm.com/financialmarkets.

MarketAxess Corporation 

140 Broadway, 42nd Floor
New York, NY 10005
212.813.6000
www.marketaxess.com 

MarketAxess operates one of the leading platforms for the electronic trading of corporate bonds and certain other types of fixed-income securities, serving as an electronic platform through which our more than 675 active institutional investor clients can access the liquidity provided by our broker-dealer clients.

MarketAxess' multi-dealer trading platform allows our institutional investor clients to simultaneously request competitive, executable bids or offers from multiple broker-dealers, and to execute trades with the broker-dealer of their choice. MarketAxess offers our clients the ability to trade U.S. high-grade corporate bonds, European high-grade corporate bonds, credit default swaps, agencies, high yield and emerging markets bonds.

Through Corporate BondTicker™, MarketAxess also provides data and analytical tools that help our clients make trading decisions, and we facilitate the trading process by electronically communicating order information between trading counterparties. Our DealerAxess® trading service allows dealers to trade fixed-income securities with each other on our platform.