Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
Summary
SIFMA provided comments to the Securities and Exchange Commission (SEC) on proposals to change the filing time for Form U5s from within 10 days of the date of termination of an employee to a requirement that the Form U5 be filed promptly but not later than 30 calendar days after the date of termination.
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Request for Comment on the Use of Artificial Intelligence in CFTC Regulated Markets (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
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Potential Reevaluation of Certain Asset Managers’ Passive Investments in FDIC-Supervised Institutions (SIFMA AMG)
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…