Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
Summary
SIFMA provided comments to FINRA on Regulatory Notice 16-29, which proposes amendments to FINRA’s gifts, gratuities and non-cash compensation rules.
See also:
Regulatory Notice 16-29
More Submissions
Type:
Request for Comment on the Use of Artificial Intelligence in CFTC Regulated Markets (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
Type:
Potential Reevaluation of Certain Asset Managers’ Passive Investments in FDIC-Supervised Institutions (SIFMA AMG)
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…