Amendment in the Nature of a Substitute – American Privacy Rights Act (Joint Trades)
SIFMA, American Bankers Association (ABA), America’s Credit Unions (ACU), Bank Policy Institute (BPI), Consumer Bankers Association (CBA), and the Independent…
SIFMA submitted comments to the Securities and Exchange Commission regarding a proposed rule change filed by the BATS Exchange Inc. (BATS) to replace current Rule 20.6 (“Current Rule”), entitled “Obvious Error,” with new Rule 20.6 (“Proposed Rule”), entitled “Nullification and Adjustment of Options Transactions including Obvious Error.”
SIFMA believes it is appropriate that the SEC approve BATS’ amended Rule 20.6 in order for the exchanges to have harmonized obvious and catastrophic error rules.
SIFMA, American Bankers Association (ABA), America’s Credit Unions (ACU), Bank Policy Institute (BPI), Consumer Bankers Association (CBA), and the Independent…
SIFMA provided comments to the Internal Revenue Service (IRS) on the 2024 proposed required minimum distribution regulations.
Court: Ohio Supreme Court Amicus Issue: Whether a broker-dealer or banker may be held liable under Ohio’s aiding and abetting…