Amendment in the Nature of a Substitute – American Privacy Rights Act (Joint Trades)
SIFMA, American Bankers Association (ABA), America’s Credit Unions (ACU), Bank Policy Institute (BPI), Consumer Bankers Association (CBA), and the Independent…
SIFMA submitted a comment letter to the Securities and Exchange Commission (SEC) regarding the removal of ratings and issuer diversification proposal for 2a-7 funds.
SIFMA respectfully urged the SEC to carefully consider SIFMA’s comments to ensure clarity when eliminating references to ratings in Rule 2a-7 and to ensure that the changes to Form N-MFP require reporting only of pertinent information.
SIFMA also urged the SEC to retain the exception to issuer diversification testing for securities with a guarantee by a non-controlled person of the issuer, to avoid a portfolio management constraint that will provide no clear benefit.
SIFMA, American Bankers Association (ABA), America’s Credit Unions (ACU), Bank Policy Institute (BPI), Consumer Bankers Association (CBA), and the Independent…
SIFMA provided comments to the Internal Revenue Service (IRS) on the 2024 proposed required minimum distribution regulations.
Court: Ohio Supreme Court Amicus Issue: Whether a broker-dealer or banker may be held liable under Ohio’s aiding and abetting…