Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA has submitted an Amicus “Friend of the Court” Brief.
Court:
U.S. Court of Appeals (Second Circuit)
Amicus Issue:
Whether contractual arbitration and class waiver agreements between a FINRA member firm and its employees are prohibited under FINRA rules, and whether FINRA rules override the mandate of the Federal Arbitration Act (FAA).
Counsel of Record:
Morgan, Lewis & Bockius LLP
Andrew J. Schaffran
Sam S. Shaulson
Other Amici on Brief:
None.
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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