Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
The Asset Management Group of SIFMA (SIFMA AMG) provides comments to the Commodity Futures Trading Commission (CFTC) requesting relief from the Aggregation Provision [Rule 43.6(h)(6)] in the final Block Trade Rule.
SIFMA AMG believes that asset managers should not be prohibited from aggregating
client orders involving large notional off-facility swaps under Rule 43.6(h)(6), if the
asset manager otherwise meets the conditions of the exception.
Accordingly, the AMG requests no-action relief or an alternative form of relief
or clarification to allow for large notional off-facility
swaps to be included in the exception contained in Rule 43.6(h)(6) or,
alternatively, to be excluded entirely.
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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