MFA, et al. v. SEC
Court: U.S. Court of Appeals (Fifth Circuit) Amicus Issue: Whether the SEC’s securities lending and short reporting rules are arbitrary…
SIFMA, The Clearing House (TCH), The Financial Services Roundtable (FSR), and the American Bankers Association (ABA) provide comments to multiple federal regulatory agencies on the proprietary trading provisions of the proposed rules implementing new Section 13 of the Bank Holding Company Act of 1956 (the Volcker Rule).
On April 16, 2012, the same group of associations filed comments with the Commodity Futures Trading Commission (CFTC) on the CFTC’s Volcker Rule proposal.
Court: U.S. Court of Appeals (Fifth Circuit) Amicus Issue: Whether the SEC’s securities lending and short reporting rules are arbitrary…
SIFMA provided comments to the U.S. House of Representatives on the Expanding Access to Capital Act of 2023, H.R. 2799.
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) in response to the rule filings by the SROs to…
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