Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
The Asset Management Group (AMG) of SIFMA provides comments to the Securities and Exchange Commission (SEC) on certain aspects of proposed Regulation SBSR under the Securities Exchange Act of 1934 (Exchange Act), File No. S7-34-10. The AMG offers its observations and recommendations for the reporting and dissemination of security-based swaps (SBS) requirements under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). The AMG believes that: 1) the SBS reporting party should always be the SBS dealer or major SBS participant (MSP), whether or not it is a U.S. person; 2) the delay in public dissemination of block trade information should be uniform and should apply to all trade data, not just notional size; and 3) the threshold for “control” for purposes of reporting under Regulation SBSR should be raised from 25% ownership to no less than majority ownership.
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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