Amendment in the Nature of a Substitute – American Privacy Rights Act (Joint Trades)
SIFMA, American Bankers Association (ABA), America’s Credit Unions (ACU), Bank Policy Institute (BPI), Consumer Bankers Association (CBA), and the Independent…
SIFMA and the International Swaps and Derivatives Association (ISDA) provide comments to the Securities and Exchange Commission (SEC) on a proposed rule, which expands the antimanipulation provisions of Section 9 of the Exchange Act and authorizes the Commission to adopt rules to prevent fraud, manipulation, and deception in connection with security-based swaps (SBS), Proposed Rule 9j-1; Release No. 34-63236; File No. S7-32-10. The associations share their concerns that the proposed rule would expand beyond the statutory approach, is overly broad and creates significant market uncertainty.
SIFMA, American Bankers Association (ABA), America’s Credit Unions (ACU), Bank Policy Institute (BPI), Consumer Bankers Association (CBA), and the Independent…
SIFMA provided comments to the Internal Revenue Service (IRS) on the 2024 proposed required minimum distribution regulations.
Court: Ohio Supreme Court Amicus Issue: Whether a broker-dealer or banker may be held liable under Ohio’s aiding and abetting…