Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
Summary
Court:
U.S. Court of Appeals (Sixth Circuit)
Amicus Issue:
Whether the lower court misapplied Rule 23(b)’s predominance requirement by depriving defendants of the opportunity under Halliburton II to rebut Basic’s presumption of reliance, and by failing to analyze plaintiffs’ proposed damages model in accordance with Comcast.
Counsel of Record:
Latham & Watkins LLP
Jeff G. Hammel
Douglas K. Yatter
Melissa Arbus Sherry
Marcy C. Priedeman
Other Amici:
U.S. Chamber of Commerce
More Submissions
Type:
Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…