Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
Court:
U.S. Court of Appeals
(Second Circuit)
Amicus Issue:
Whether secondary liability of banks based on the actions of their customers under the Anti-Terrorism Act, as amended by the Justice Against State Sponsors of Terrorism (JASTA), require plaintiffs to adequately allege the “general awareness” and “substantial assistance” elements necessary to state an aiding-and-abetting claim under JASTA.
Counsel of Record:
Mayer Brown LLP
Andrew J. Pincus
Marc R. Cohen
Alex C. Lakatos
Mark G. Hanchet
Robert W. Hamburg
Benjamin D. Bright
Other Amici:
Institute of Int’l Bankers
American Bankers Assoc.
U.S. Chamber of Commerce
European Banking Federation
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…