Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court:
U.S. District Court
(E.D. Michigan)
Amicus Issue:
Whether municipal bond underwriters are potentially liable for any harms caused by the public works projects they help finance, and whether state law claims against such underwriters are preempted by the federal securities laws.
Counsel of Record:
Sullivan & Cromwell LLP
Robert A. Sacks
Amanda F. Davidoff
Other Amici:
None
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…