Court:
U.S. Court of Appeals
(Ninth Circuit)
(in support of interlocutory appeal)
Amicus Issue:
Whether the Affiliated Ute presumption can apply where a complaint alleges misleadingly incomplete statements. Whether the Affiliated Ute presumption can apply absent a fiduciary or other duty requiring a securities issuer to make some affirmative disclosure.
Counsel of Record:
Morrison & Foerster LLP
Deanne E. Maynard
Jordan Eth
Mark R. S. Foster
James R. Sigel
Other Amici:
U.S. Chamber of Commerce
Alliance for Automotive Innovation
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…
SIFMA President and CEO, Kenneth E. Bentsen Jr., delivered testimony at a hearing before the U.S. House of Representatives Committee…
SIFMA AMG and the undersigned associations provided comments to the Department of the Treasury (DOT) encouraging FSOC to restore the…