Advance Notice of Proposed Rulemaking on Reconsideration of Personal Financial Data Rights Rule
SIFMA provided comments to the Consumer Financial Protection Bureau (CFPB) on the Advance Notice of Proposed Rulemaking on Reconsideration of…
Court:
U.S. Court of Appeals
(Ninth Circuit)
(in support of interlocutory appeal)
Amicus Issue:
Whether the Affiliated Ute presumption can apply where a complaint alleges misleadingly incomplete statements. Whether the Affiliated Ute presumption can apply absent a fiduciary or other duty requiring a securities issuer to make some affirmative disclosure.
Counsel of Record:
Morrison & Foerster LLP
Deanne E. Maynard
Jordan Eth
Mark R. S. Foster
James R. Sigel
Other Amici:
U.S. Chamber of Commerce
Alliance for Automotive Innovation
SIFMA provided comments to the Consumer Financial Protection Bureau (CFPB) on the Advance Notice of Proposed Rulemaking on Reconsideration of…
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary…
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) in response to the proposal by The Nasdaq Stock…