Regulatory Capital Rule: eSLR, TLAC, and Long-Term Debt Requirements for US GSIBs (Joint Trades)
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
Summary
Court:
U.S. Supreme Court (petition for writ of cert.)
Amicus Issue:
Whether a foreign issuer with no presence in U.S. securities markets is nevertheless subject to securities fraud claims under the Exchange Act if an unrelated party brings the issuer’s securities into the United States and trades in those securities — or even in a security derived from the foreign issuer’s securities.
Counsel of Record:
Cleary Gottlieb Steen & Hamilton LLP
Lewis J. Liman
Jared Gerber
Lina Bensman
Pekham Pal
Other Amici:
Competitive Enterprise Institute
More Submissions
Type:
CT Plan Filing for Fees Charged to Vendors and Subscribers for Consolidated Equity Market Data, CT Plan Policies, and Data Subscriber Agreements
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) to ensure that the single national market system plan…
Type:
Withholding With Respect to Digital Asset Transactions
SIFMA provided supplemental comments to the U.S. Department of Treasury (DOT) on its September 13, 2024, letter regarding brokers’ information…