Testimony on Dodd-Frank Turns 15: Lessons Learned and the Road Ahead
SIFMA President and CEO, Kenneth E. Bentsen Jr., delivered testimony at a hearing before the U.S. House of Representatives Committee…
Court:
U.S. Court of Appeals
(District of Columbia)
Amicus Issue:
Whether the SEC has authority to grant non-SRO’s voting power under the Consolidated Data Plan.
Counsel of Record:
Squire Patton Boggs (US) LLP
Keith Bradley
Other Amici:
Council of Institutional Investors
Investors Exchange LLC
MEMX LLC
SIFMA President and CEO, Kenneth E. Bentsen Jr., delivered testimony at a hearing before the U.S. House of Representatives Committee…
SIFMA AMG and the undersigned associations provided comments to the Department of the Treasury (DOT) encouraging FSOC to restore the…
SIFMA provided comments to the Financial Industry Regulatory Authority (FINRA) on their request for public comment on modernizing FINRA rules,…