Back to Submissions

Testimony

Written Statement of Brandon Becker on Behalf of SIA Before Subcommittee on Financial Institutions and Consumer Credit, Hearings on H.R. 10

Summary

Written Statement of Brandon Becker on Behalf of SIA Before Subcommittee on Financial Institutions and Consumer Credit, Hearings on H.R. 10

Date

21

July

1999

More Submissions

Type:

Milligan v. Merrill Lynch

Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether an employee can retrospectively recast deferred compensation programs as “ERISA…

Type:

Doelger v. JPMorgan Chase Bank

Court: U.S. Court of Appeals (First Circuit) Amicus Issue: Whether financial advisors have fiduciary duty obligations that require investment managers…