Regulatory Capital Rule: eSLR, TLAC, and Long-Term Debt Requirements for US GSIBs (Joint Trades)
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
Summary
OPTION 1: Status Quo SEC CHX Market SRO w/Market Surveillance NYSE Market SRO w/Market Surveillance BSE Market SRO w/Market Surveillance CBOE Market SRO w/Market Surveillance CSE Market SRO w/Market Surveillance PCX Market SRO w/Market Surveillance Additional Exchange(s) Market SRO w/Market Surveillance Phlx Market SRO
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CT Plan Filing for Fees Charged to Vendors and Subscribers for Consolidated Equity Market Data, CT Plan Policies, and Data Subscriber Agreements
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) to ensure that the single national market system plan…
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Withholding With Respect to Digital Asset Transactions
SIFMA provided supplemental comments to the U.S. Department of Treasury (DOT) on its September 13, 2024, letter regarding brokers’ information…