Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
The Securities and Exchange Commission (SEC) held its second field hearing to examine the municipal securities markets at its Headquarters in Washington, D.C., on December 7. Topics included market stability and liquidity, investor impact, and self-regulation.
Leslie M. Norwood, SIFMA Managing Director and Associate General Counsel and Co-Head of the SIFMA Municipal Securities Division testified as part of the Panel on Self-Regulation at the SEC Hearing on State of Municipal Securities Markets.
More Submissions
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Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
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Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…