In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
The Securities and Exchange Commission (SEC) held its second field hearing to examine the municipal securities markets at its Headquarters in Washington, D.C., on December 7. Topics included market stability and liquidity, investor impact, and self-regulation.
Leslie M. Norwood, SIFMA Managing Director and Associate General Counsel and Co-Head of the SIFMA Municipal Securities Division testified as part of the Panel on Self-Regulation at the SEC Hearing on State of Municipal Securities Markets.
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…