Data Security (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Summary
Testimony of Ira Hammerman, Senior Managing Director and General Counsel, SIFMA before the U.S. House Financial Services Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises for the hearing, Assessing The Limitations Of The Securities Investor Protection Act.
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Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…
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Recommendations on Reforms to the Consolidated Audit Trail
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) on recommendations for reforms to the Consolidated Audit Trail…