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Testimony

Testimony of Ben A. Plotkin, Chairman and CEO, Ryan Beck & Co. on Self-Regulatory Organizations: Exploring the Need for Reform

Summary

Testimony of Ben A. Plotkin, Chairman and CEO, Ryan Beck & Co. on “Self-Regulatory Organizations: Exploring the Need for Reform”

Date

17

November

2005

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Type:

Cboe Exchange v. SEC

Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…