Back to Submissions

Testimony

John Taft on Financial Services

Issues

SEC Regulation Best Interest→ The Individual Investor→

Summary

Testimony of John Taft, Head of U.S. Wealth Management, RBC Wealth Management, and Chairman of the Private Client Group Steering Committee of SIFMA before the U.S. House of Representatives Committee on Financial Services Hearing on:  Capital Markets Regulatory Reform: Strengthening Investor Protection, Enhancing Oversight Of Private Pools Of Capital, And Creating A National Insurance Office.

PDF

Related Committee(s)

  • Government Relations & Communications
  • Private Client & Wealth Management

Date

6

October

2009

More Submissions