Supplemental Comments on Digital Asset Markets (Joint Trades)
SIFMA and joint associations provided additional comments to the President’s Working Group (PWG) on Digital Asset Markets Chair in support…
Summary
Testimony of Kenneth E. Bentsen, Jr., President and CEO, SIFMA before the United States Department of Labor (DOL) on a proposed ‘Conflict of Interest’ rule.
SIFMA’s testimony outlines our concerns with the proposed rule and its potentially harmful impact on investors, while reiterating our longstanding support of a best interest or uniform fiduciary standard of care for brokers and advisors when providing personalized investment advice.
See Also:
- U.S. DOL Public Hearing Agenda – Conflict of Interest Proposed Rule
- SIFMA’s Press Release: SIFMA’s Bentsen Raises Concerns with Proposed Retirement Regulation at DOL Hearing (August 10, 2015)
- SIFMA’s Comments to the DOL on Its Fiduciary Rule Proposal – Executive Summary (July 20, 2015)
- SIFMA’s DOL Fiduciary Resource Center
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