In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
Issue
OTC Derivatives→
Summary
SIFMA Acting President & CEO Kenneth E. Bentsen, Jr. testimony before the U.S. House Agriculture Committee for a hearing to examine legislative improvements to Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection (Dodd-Frank Act), which deals with derivatives.
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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Sections 114 and 118
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
Type:
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…