The written testimony of Jerry Lombard, President of the Private Client Group at Janney Montgomery Scott LLC, on behalf of SIFMA before the U.S. House of Representatives Committee on Financial Services Subcommittee on Capital Markets, Securities, and Investment at a hearing entitled “Impact of the DOL Fiduciary Rule on the Capital Markets.”
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…