The written testimony of Jerry Lombard, President of the Private Client Group at Janney Montgomery Scott LLC, on behalf of SIFMA before the U.S. House of Representatives Committee on Financial Services Subcommittee on Capital Markets, Securities, and Investment at a hearing entitled “Impact of the DOL Fiduciary Rule on the Capital Markets.”
SIFMA Testimony on SB 383 Governing Financial Planners
SIFMA Managing Director for Public Policy and Advocacy Lisa J. Bleier testified before the Nevada Secretary of State - Securities…