The written testimony of Jerry Lombard, President of the Private Client Group at Janney Montgomery Scott LLC, on behalf of SIFMA before the U.S. House of Representatives Committee on Financial Services Subcommittee on Capital Markets, Securities, and Investment at a hearing entitled “Impact of the DOL Fiduciary Rule on the Capital Markets.”
Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants (SIFMA and ISDA)
SIFMA and ISDA submitted comments to the CFTC on its proposed Revisions to Business Conduct and Swap Documentation Requirements for…