The Goldman Sachs Group v. Sjunde Ap-Fonden
Court: U.S. Court of Appeals (Second Circuit) (Rule 23(f) petition) Amicus Issue: What is the legal standard in class certification…
Summary
The Securities and Exchange Commission (SEC) held its second field hearing to examine the municipal securities markets at its Headquarters in Washington, D.C., on December 7. Topics included market stability and liquidity, investor impact, and self-regulation.
Leslie M. Norwood, SIFMA Managing Director and Associate General Counsel and Co-Head of the SIFMA Municipal Securities Division testified as part of the Panel on Self-Regulation at the SEC Hearing on State of Municipal Securities Markets.
More Submissions
Type:
Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
Type:
Australia Public Country-by-Country Reporting Regime
SIFMA AMG, Investment Company Institute (ICI), American Chamber of Commerce in Australia (AmCham Australia), Information Technology Industry Council (ITI), Managed…