In re The Boeing Company Securities Litigation
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether class action plaintiffs can satisfy the requirements of Comcast Corp.…
Summary
The Employee Benefits Security Administration (EBSA) of the U.S. Department of Labor held a hearing to consider issues related to adopting a regulation defining when a person is considered to be a “fiduciary'” by reason of giving investment advice to an employee benefit plan or to a plan’s participants and beneficiaries.
Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA testified along with employers, 401(k) participants and representatives, financial institutions, and benefit professionals.
More Submissions
Type:
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Sections 114 and 118
SIFMA provided additional comments to U.S. Securities and Exchange Commission (SEC) in response to The NASDAQ Stock Market LLC’s (“Nasdaq”)…
Type:
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Investment Company Institute (ICI),…