RFI on the State of Current Federal Consumer Financial Data Privacy Law (Joint Trades)
SIFMA, American Bankers Association (ABA), America’s Credit Unions (ACU), Bank Policy Institute (BPI), and Consumer Bankers Association (CBA), provided comments…
Summary
The Employee Benefits Security Administration (EBSA) of the U.S. Department of Labor held a hearing to consider issues related to adopting a regulation defining when a person is considered to be a “fiduciary'” by reason of giving investment advice to an employee benefit plan or to a plan’s participants and beneficiaries.
Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA testified along with employers, 401(k) participants and representatives, financial institutions, and benefit professionals.
More Submissions
Type:
Regulatory Capital Rule: eSLR, TLAC, and Long-Term Debt Requirements for US GSIBs (Joint Trades)
SIFMA, The International Swaps and Derivatives Association, Inc. (ISDA), and the Futures Industry Association (FIA) submitted comments to the Board…
Type:
CT Plan Filing for Fees Charged to Vendors and Subscribers for Consolidated Equity Market Data, CT Plan Policies, and Data Subscriber Agreements
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) to ensure that the single national market system plan…