2024 Section 987 Regulations
SIFMA provided additional comments to the U.S. Department of the Treasury (DOT) on the 2024 Final Regulations and 2024 Proposed…
Summary
The Employee Benefits Security Administration (EBSA) of the U.S. Department of Labor held a hearing to consider issues related to adopting a regulation defining when a person is considered to be a “fiduciary'” by reason of giving investment advice to an employee benefit plan or to a plan’s participants and beneficiaries.
Kenneth E. Bentsen, Jr., Executive Vice President, Public Policy and Advocacy, SIFMA testified along with employers, 401(k) participants and representatives, financial institutions, and benefit professionals.
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Request for Extension on the Cybersecurity Information Sharing Act (Joint Trades)
SIFMA, Alliance for Digital Innovation, American Bankers Association (ABA), American Public Power Association, Bank Policy Institute (BPI), Business Roundtable, Business…
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FS Credit Opportunities Corp. v. Saba Capital Master Fund
Court: U.S. Supreme Court Amicus Issue: Whether Section 47(b) of the Investment Company Act of 1940 provides for a private…