Supplemental Comments on Digital Asset Markets (Joint Trades)
SIFMA and joint associations provided additional comments to the President’s Working Group (PWG) on Digital Asset Markets Chair in support…
Summary
Testimony of John Taft, SIFMA Chairman, and Head of U.S. Wealth Management, RBC Wealth Management before the U.S. House Financial Services Subcommittee on Capital Markets and Government Sponsored Enterprises hearing, The Regulation and Oversight of Broker-Dealers and Investment Advisers.
See Also:
- Comment Letter to the SEC: Proposed Framework for Rulemaking Under Section 913 (Fiduciary Duty) of the Dodd-Frank Act (July 14, 2011)
- Comment Letter to the U.S. House Education and the Workforce Subcommittee on Health, Employment, Labor and Pensions: DOL’s Proposal to Redefine Fiduciary (September 6, 2011)
- SIFMA & Oliver Wyman Study: Standard of Care Harmonization, Impact Assessment for the SEC (November 1, 2010)
More Submissions
Type:
Financial Key Performance Indicators for Business Entities
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on the Invitation to Comment - Financial Key Performance Indicators…
Type:
Request for Extension of Compliance Dates for Amendments to Regulation S-P (Joint Trades)
SIFMA, SIFMA AMG, American Bankers Association (ABA), Bank Policy Institute (BPI), Institute of International Bankers (IIB), Insured Retirement Institute (IRI),…