HFSC Markup of Various Capital Formation Bills
SIFMA provided comments to the U.S. House of Representatives Committee on Financial Services on the Markup of Various Capital Formation…
Summary
Testimony of John Taft, SIFMA Chairman, and Head of U.S. Wealth Management, RBC Wealth Management before the U.S. House Financial Services Subcommittee on Capital Markets and Government Sponsored Enterprises hearing, The Regulation and Oversight of Broker-Dealers and Investment Advisers.
See Also:
- Comment Letter to the SEC: Proposed Framework for Rulemaking Under Section 913 (Fiduciary Duty) of the Dodd-Frank Act (July 14, 2011)
- Comment Letter to the U.S. House Education and the Workforce Subcommittee on Health, Employment, Labor and Pensions: DOL’s Proposal to Redefine Fiduciary (September 6, 2011)
- SIFMA & Oliver Wyman Study: Standard of Care Harmonization, Impact Assessment for the SEC (November 1, 2010)
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Wells Fargo v. SEB Investment Management
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
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Modifications to the Capital Plan Rule and Stress Capital Buffer Requirement (Joint Trades)
SIFMA, the Financial Services Forum, Bank Policy Institute, and American Bankers Association provided comments to the Federal Reserve Board (FRB)…