Request for Comment on Statement by Commissioner Hester M. Peirce Re: Crypto RFI (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG submitted additional comments to the U.S. Securities and Exchange Commission (SEC) in response to the statement…
The Bond Market Association (TBMA)* provides comments to the Securities and Exchange Commission (SEC) on proposed amendments to TRACE Rule 6250 and related TRACE rules to disseminate transaction information on all TRACE-eligible securities and facilitate dissemination. The proposed amendments were submitted to the SEC by the National Association of Securities Dealers, Inc. (NASD).
*SIFMA is the product of the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
SIFMA and SIFMA AMG submitted additional comments to the U.S. Securities and Exchange Commission (SEC) in response to the statement…
Court: U.S. Court of Appeals (Fourth Circuit) Amicus Issue: Whether an employee can retrospectively recast deferred compensation programs as “ERISA…
Court: U.S. Court of Appeals (First Circuit) Amicus Issue: Whether financial advisors have fiduciary duty obligations that require investment managers…