The Goldman Sachs Group v. Sjunde Ap-Fonden
Court: U.S. Court of Appeals (Second Circuit) (Rule 23(f) petition) Amicus Issue: What is the legal standard in class certification…
Summary
The Bond Market Association (TBMA)* provides comments to the Securities and Exchange Commission (SEC) on a proposed interpretation of the definition of solicitation under Municipal Securities Rulemaking Board Rules G-37 and G-38, File No. SR-MSRB-2005-11. TBMA shares its concerns that the proposed interpretation conflicts with the MSRB’s prior interpretations of this term.
*SIFMA is the product of a merger between the Securities Industry Association (SIA) and The Bond Market Association (TBMA) in 2006.
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Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
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