SIFMA has submitted an Amicus “Friend of the Court” Brief.

Court:

U.S. Supreme Court

Amicus Issue:

Whether conduct by secondary actors may give rise to primary liability under Section 10(b) of the 1934 Act and Rule 10b-5 under a “scheme to defraud” liability theory.

Counsel of Record:

O’Melveny & Myers LLP
1625 Eye Street, N.W.
Washington, DC 20006

Walter Dellinger

O’Melveny & Myers LLP
7 Times Square
New York, NY 10036

Jonathan Rosenberg
William J. Sushon
B. Andrew Bednark

Other Amici on SIFMA’s brief

Futures Industry Association