Notices Issued by CTA and UTP Plan Operators
SIFMA submitted comments and a petition for disapproval to the Securities and Exchange Commission (SEC) relating to feedback on notices…
SIFMA wrote a letter expressing concern about reports on the selection process being carried out by the operating committee of the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation, and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis (Nasdaq-UTP Plan). The Nasdaq-UTP Plan governs the Securities Information Processor for Nasdaq-listed securities (the Nasdaq SIP).
SIFMA submitted comments and a petition for disapproval to the Securities and Exchange Commission (SEC) relating to feedback on notices…
SIFMA provides comments to the Securities and Exchange Commission (SEC) on review by the SEC of the operation of the…
SIFMA provides comments to the industry's self-regulatory organizations (SROs) and the Exchanges on the four selected topics concerning the National Market…
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