Citigroup v. Otto Candies
Court: U.S. Supreme Court (pet. for writ of cert.) Amicus Issue: Whether Section 1964(c) of the Private Securities Litigation Reform…
Summary
SIFMA provides supplemental comments to the Board of Governors of the Federal Reserve System, the Securities and Exchange Commission (SEC), the Federal Deposit Insurance Corporation (FDIC), the Office of the Comptroller of the Currency, and the Commodity Futures Trading Commission (CFTC). This comment letter references suggested revisions to the covered fund definition regarding asset-backed and insurance-linked securities, asset-backed commercial paper and tender option bond transactions.
Also, see: SIFMA’s initial request for an exclusion for ABS from the covered fund definition and related prohibitions of the Proposed Volcker Rule (February 13, 2012).
More Submissions
Type:
Improving the Waiver Process and Rules Governing Certain Disqualifications Under the Federal Securities Laws
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that it take necessary steps to improve the…
Type:
FSOC Improvement Act 2025 (Joint Trades)
SIFMA AMG, Alternative Investment Management Association (AIMA), American Council of Life Insurers (ACLI), American Property Casualty Insurance Association (APCIA), Blockchain…