Wells Fargo v. SEB Investment Management
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
SIFMA provides comments to US House of Representatives Speaker Paul Ryan and Minority Leader Nancy Pelosi in support of H.R. 78, the SEC Regulatory Accountability Act. Introduced by Representative Ann Wagner (R-MO), this legislation would strengthen the rulemaking process of the Securities and Exchange Commission (SEC) by enhancing the rigor of its economic analysis.
Court: U.S. Court of Appeals (Ninth Circuit) (Rule 23(f) petition) Amicus Issue: Whether class action plaintiffs can satisfy the requirements…
Chief Information Security Officer of Northern Trust, Karl Schimmeck, delivered testimony on behalf of SIFMA at a hearing before the…
Court: Colorado Supreme Court Amicus Issue: Whether C.R.C.P. 11 (which is identical to Fed.R.Civ.P. 11), which imposes a non-delegable duty…