Advance Notice of Proposed Rulemaking on Reconsideration of Personal Financial Data Rights Rule
SIFMA provided comments to the Consumer Financial Protection Bureau (CFPB) on the Advance Notice of Proposed Rulemaking on Reconsideration of…
Summary
SIFMA provided comments to the U.S. Department of the Treasury and the Internal Revenue Service (IRS) regarding the revised Qualified Intermediary Agreement (QI Agreement).
SIFMA and its members are requesting the Treasury Department and IRS provide clarification on guidelines outlined in the revised QI Agreement. The agreement is being modified to reflect changes brought about as the result of the enactment of the Foreign Account Tax Compliance Act (FATCA).
More Submissions
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Modernizing Communications and Record Retention Rules for Broker-Dealers,Investment Advisers, and Security-Based Swap Dealers (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary…
Type:
Proposed Rule Change to Amend the Exchange’s Rules to Enable the Trading of Securities on the Exchange in Tokenized Form
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) in response to the proposal by The Nasdaq Stock…