Modernizing Delivery Requirements Under the Federal Securities Laws (SIFMA and SIFMA AMG)
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
SIFMA provides comments to U.S. Treasury Secretary Jacob Lew raising a number of important financial regulatory, tax and trade issues between the EU and U.S., ahead of Secretary Lew’s upcoming visits with European finance officials.
SIFMA shares four areas of concern, which include: the extraterritorial nature of the European Union’s and member states’ Financial Transaction Tax programs; the divergence from Basel III in the EU’s implementation of CRD IV related to the Credit Valuation Adjustments (CVA); the lack of progress by the EU on cross-border resolution; and the need to include both market access and regulatory financial services issues in the Transatlantic Trade; and Investment Partnership (TTIP) negotiations.
SIFMA includes a copy of a joint trade letter sent to the European Commission on 13 February 2013 regarding the Enhanced Cooperation Agreement on the Financial Transaction Tax.
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…
SIFMA provided comments to the U.S Securities and Exchange Commission (SEC) to confirm their discussion on July 29, 2025 with…
SIFMA provided additional comments to the U.S. Department of the Treasury (DOT) on the 2024 Final Regulations and 2024 Proposed…