Recommendations for FINRA Arbitration
SIFMA provided recommendations to FINRA for improving its arbitration forum.
Summary
SIFMA provides comments to the U.S. Secretary of the Treasury on the Treasury Department’s recent announcement to allow State and local governments to use the qualified Mortgage Revenue Bond (MRB) program to assist troubled homeowners. SIFMA commends the Treasury Department on its leadership on the MRB issue; and urges Congress to consider exempting refinancing MRBs from the Alternative Minimum Tax (AMT) to ensure that there is a market demand for these securities.
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Proposed Rule Changes to Amend FINRA Rule 6730 (Transaction Reporting) and Rule G-14 RTRS Procedures Under MSRB Rule G-14
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) regarding FINRA and the MSRB’s amendments…
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FASB’s Invitation to Comment – Agenda Consultation
SIFMA provided comments to the Financial Accounting Standards Board (FASB) on its Invitation to Comment - Agenda Consultation (the “ITC”).