SIFMA provides comments to the Employee Benefits Security Administration (EBSA) in the U.S. Department of Labor (DOL) on proposed qualified default investment alternative regulation. SIFMA strongly supports the proposed guidance on default investments in a participant directed individual account plan, and shares its practical experience and professional expertise to improve the guidance.
SIFMA provided comments to the U.S. Securities and Exchange Commission (SEC) in response to the proposal (“Proposal”) by Nasdaq Phlx…
Court: U.S. Court of Appeals (Second Circuit) (Rule 23(f) petition) Amicus Issue: What is the legal standard in class certification…
SIFMA and SIFMA AMG provided comments to the U.S. Securities and Exchange Commission (SEC) requesting that the SEC take necessary steps…