Regulatory Notice 25-04: FINRA Rulebook Modernization
SIFMA provided comments to FINRA in response to Regulatory Notice (RN) 25-04. We welcome this effort to modernize and update…
Summary
SIFMA provides comments to the Department of the Treasury and the Internal Revenue Service (IRS) in response to the letter sent to the US Treasury from the United Kingdom, Germany, Spain, France, and Italy (the G5 countries) stating their position that dividend equivalent payments, as defined by Code Section 871(m) and the underlying regulations, do not qualify as dividends under the applicable United States tax treaty when paid by non-US entities.
More Submissions
Type:
Data Security Reforms for Federal Financial Regulators (Joint Trades)
SIFMA, The Bank Policy Institute (BPI), the American Bankers Association (ABA), and the Managed Funds Association (MFA) provided comments to…
Type:
Cboe Exchange v. SEC
Court: U.S. Court of Appeals (Seventh Circuit) Amicus Issue: Whether the SEC properly denied CBOE’s proposed rule to reclassify order…