Supplemental Comments on Federal Power Act Section 203 Blanket Authorizations for Investment Companies (SIFMA AMG)
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA provides comments to the industry’s self-regulatory organizations (SROs) and the Exchanges on the four selected topics concerning the National Market System Plan (the NMS Plan) relating to the consolidated audit trail (CAT) required under Rule 613 of the Securities and Exchange Act of 1934 (the Exchange Act). The SRO’s published the request for public comment on April 22, 2013. The four selected topics are: Primary Market Transactions; Advisory Committee; Time Stamp Requirement; and Clock Synchronization.
SIFMA also looks forward to the opportunity to provide the SROs with comments on all aspects of the complete NMS Plan, prior to its filing with the SEC.
SIFMA AMG provided comments to the Federal Energy Regulatory Commission replying to certain comments filed in the Notice of Inquiry…
SIFMA and SIFMA AMG provided comments to the Commodity Futures Trading Commission (CFTC) on their request for public comment on…
SIFMA AMG provided comments to the Federal Deposit Insurance Corporation (FDIC) on their consideration of various proposals to revise the…
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