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Proposed Rule Change to Arbitrator List Selection

Issue

The Individual Investor→

Summary

SIFMA’s Arbitration Committee provides comments to the Securities and Exchange Commission (SEC) regarding the proposed rule change to the arbitrator list selection, File No. SR-FINRA-2010-022. SIFMA supports the change because it will increase the likelihood that all arbitrators appointed to a case will have been selected by the parties, result in fewer administrative “extended list” appointments, and enhance party choice and satisfaction with the selection process.

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Related Committee(s)

  • Private Client & Wealth Management

Date

27

May

2010

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